Financial Services

Commercial, practical legal solutions for the financial sector.
We help financial services licensees & advisory firms to launch, scale & sell their businesses.
Queensland Law Society Logo
Digital Law Association Logo
Queensland Law Society Logo
Digital Law Association Logo

Our team has over 45 years of collective legal and business experience.

We take a commercial approach to regulatory compliance, providing practical advice to address real risks, not just theoretical ones.

We offer fixed-fee services, so you know what it will cost before you begin.

Due to our firm structure and service delivery model, our rates are far more competitive than other financial services firms.

We act for:

Our services include:

Timely & practical legal advice
for businesses at all stages

Here’s how we can help your business find success and stay competitive in the market:

Start

Bring your ideas into reality. We help you to set up your business from the ground up and structure it to achieve your business goals. Set it up correctly from day one so you can focus on creating the business.

Scale

Grow your business. We assist you to minimise legal risks and optimise your business for growth and operational efficiency. Expand your team, scale your operations, and maximise profitability.

Sale

Sell your business and start a new venture. We advise you on how to prepare your business for sale, negotiate terms with the buyer, and facilitate a smooth, and stress-free sale process.

Testimonials

Hear from our satisfied clients

Sorry, your ID is maybe not correct (If you did not place any ID that means auto-detect does not work.). And please make sure that your selected element is developed with Swiper.

Frequently Asked Questions

What types of businesses do you service?

We service all small-to-medium sized financial services businesses, including AFS licensees, financial planners, mortgage and stock brokers, accounting firms, FinTech businesses, digital currency exchanges and crypto businesses, and venture capital funds.

How do you charge for your services?

We generally charge fixed fees. What we charge is highly transparent as we recognise the value of cost certainty for any business. Unlike most lawyers, you won’t incur costs simply speaking to us about your business.

What sets you apart from other lawyers?

Our financial services lawyers have firsthand business experience, unlike most commercial lawyers. When engaging with us, you’ll only deal with senior lawyers and not juniors or paralegals. We are also experts in various niche areas so our lawyers will not have to reinvent the wheel.

What areas do you specialise in?

We are a full-service commercial and corporate law firm. However, we specialise in Financial Services and FinTech.

Why do I need a lawyer?

Our financial services lawyers are highly experienced practitioners with real experience launching, running, scaling and selling businesses. Our core value is providing insights from our experience and identifying and addressing legal risks that we have dealt with many times before.

What is the process of engaging you?

The first step is to have an initial free consultation with one of our senior lawyers. We will then prepare a scope of work and a fee proposal for your consideration. If it is acceptable to you, we will send you engagement documents for digital signing before we commence work on your matter.

How long has the firm been in practice?

Our firm was established in 2017. Collectively, our lawyers have over 45 years of experience in law and business.

What is the initial consultation fee?

We offer free initial consultations for all clients.

Who will be handling my matter?

One of our senior lawyers will be your primary contact person. There may be other lawyers involved, depending on the size and complexity of your matter.

How can I get started with your firm?

Reach out to us to book in a free initial consultation, and one of our senior lawyers will guide you through the process of engaging our firm.

What geographical areas do you serve?

We service clients Australia-wide and overseas.

How does your firm ensure confidentiality?

By law, all communications between you and our firm are protected by legal professional privilege, whether or not you formally engage us to act on your behalf. We are legally bound to maintain full confidentiality of all things you discuss with us.

Can I see testimonials or case studies from past clients?

Depending on what type of client you are, or what industry you operate in, our Client and Industry pages may contain case studies and examples of the successes we have assisted our clients to achieve.

Set up, grow, scale or sell your business with a specialist financial services lawyer.

Book a free consultation with us and let’s talk about how we can help your business succeed and stay competitive in the market.